Richard D. Oreilly
Professional summary
Richard Donlon Oreilly is a registered financial professional currently at AMERICAN TRUST INVESTMENT SERVICES, INC. located in Chicago, Illinois.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1977. Richard has worked at 11 firms and has passed the Series 63, Series 62, Series 79TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Donlon Oreilly's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2024 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 230 W. Monroe Suite 300, Chicago, IL 60606June 28, 2016 - November 7, 2023
BUCKMAN, BUCKMAN & REID, INC.
October 12, 2005 - June 22, 2016
VIEWTRADE SECURITIES, INC.
September 26, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
November 28, 2000 - December 31, 2003
VIEWTRADE SECURITIES, INC.
October 27, 1997 - November 21, 2000
BARRON CHASE SECURITIES, INC.
April 19, 1996 - October 17, 1997
PARAGON CAPITAL MARKETS, INC.
November 1, 1993 - August 30, 1996
INVESTORS ASSOCIATES, INC.
April 6, 1988 - October 15, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
March 11, 1988 - August 2, 1988
JONATHAN ALAN & CO., INC.
January 14, 1985 - March 21, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
December 5, 1977 - January 22, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2024)
(1/19/2024)
(1/29/2024)
(1/8/2024)
(2/12/2024)
(1/17/2024)
(1/5/2024)
(2/12/2024)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
