Roger C. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Cass Gibson was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1977. Roger had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - May 18, 2026
GIBSON CAPITAL, LLC
October 6, 1994 - March 31, 2009
GIBSON CAPITAL MANAGEMENT LTD
November 24, 1993 - July 21, 2000
GIBSON INVESTMENTS, LTD
July 20, 1979 - December 18, 1993
ALLEGHENY INVESTMENTS, LTD.
December 5, 1977 - August 16, 1979
FINANCIAL ESTATE PLANNING, INC.
Primary Firm SEC Registration
GIBSON CAPITAL, LLC
CRD#: 148836 / SEC#: 801-69774
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIBSON CAPITAL, LLC
CRD#: 148836 / SEC#: 801-69774
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,179 |
| AUM (Assets Under Management) | $ 2,622,930,742 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
