Noel I. Koeppel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noel Immanuel Koeppel, who also goes by Noel I Koeppel, Noel Immanuel Koppel, was a registered financial professional .
Noel is a previously registered financial professional and started their career in finance in 1977. Noel had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1998 - October 30, 2015
BRILL SECURITIES, INC.
March 20, 1990 - December 31, 1997
STUART, COLEMAN & CO., INC.
September 23, 1983 - March 28, 1990
DONALD & CO. SECURITIES INC.
November 2, 1982 - August 19, 1983
ADVEST, INC.
February 20, 1980 - March 17, 1982
ROSS, STEBBINS INC.
November 5, 1979 - December 26, 1979
ILICOB SALES CORPORATION
December 2, 1977 - December 1, 1979
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/21/1977
Registered Representative ExaminationCurrent Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
