Gregory A. Garrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Garrett, who also goes by Greg Garrett, Gregory A Garrett, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1977. Gregory had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2012 - July 28, 2017
ON INVESTMENT MANAGEMENT CO
January 9, 2012 - July 28, 2017
THE O.N. EQUITY SALES COMPANY
April 14, 2008 - October 5, 2011
NEW ENGLAND SECURITIES
January 28, 2004 - October 5, 2011
NEW ENGLAND SECURITIES
August 7, 2001 - January 20, 2004
VALIC FINANCIAL ADVISORS, INC.
March 12, 1998 - January 20, 2004
VALIC FINANCIAL ADVISORS, INC.
October 2, 1991 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 31, 1991 - June 28, 1991
THE O.N. EQUITY SALES COMPANY
June 18, 1989 - December 31, 1989
SUNAMERICA SECURITIES, INC.
April 29, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
May 7, 1986 - May 12, 1988
OSAIC FS, INC.
December 2, 1977 - June 6, 1984
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/19/1977
Registered Representative ExaminationCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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