Jeffrey W. Keimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Walter Keimer was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1977. Jeffrey had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 28, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2017 - December 13, 2019
CHAUNER SECURITIES, INC.
January 4, 2016 - January 3, 2017
STANFORD INVESTMENT GROUP, INC.
January 23, 2002 - January 8, 2016
STANFORD INVESTMENT GROUP, INC.
November 21, 1988 - February 13, 2002
UNISON CAPITAL GROUP
October 12, 1988 - March 28, 1989
TECHNOLOGY FUNDING SECURITIES CORPORATION
December 14, 1987 - September 17, 1988
WEN BIRKHOFER & CO., INC.
May 5, 1986 - November 27, 1987
EVANS, MARANS & WISNIA
June 26, 1979 - April 14, 1986
BMI FINANCIAL GROUP
November 25, 1977 - July 5, 1979
CAPITAL CONCEPTS INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/17/1977
Registered Representative ExaminationSeries 28
Date: 9/3/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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