Bernard E. Ribordy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Eugene Ribordy, who also goes by Bernie Ribordy, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1977. Bernard had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2012 - November 17, 2016
J.W. COLE FINANCIAL, INC.
September 14, 2007 - June 20, 2012
BROOKSTONE SECURITIES, INC.
June 24, 1999 - October 18, 2007
ELECTRONIC ACCESS DIRECT, INC.
June 16, 1998 - July 30, 1998
ELECTRONIC ACCESS DIRECT, INC.
May 19, 1992 - March 14, 1996
SUNAMERICA SECURITIES, INC.
September 23, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 15, 1977 - September 19, 1991
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1977
Registered Representative ExaminationCurrent Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
