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Debra A. Lund

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CRD#: 845326
DL

Professional summary


Debra Ann Lund was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Debra is a previously registered financial advisor and started their career in finance in 1977. Prior to being barred, Debra had worked at 9 firms, which includes EAGLE ONE INVESTMENTS LLC, VSR FINANCIAL SERVICES INC., THE MASTERS INC., BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC., ADM SECURITIES INC., VARIABLE ASSET STRATEGIES INC., WELLS FARGO BROKERAGE SERVICES L.L.C., E. F. HUTTON & COMPANY INC, ASSOCIATED FINANCIAL SERVICES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Debra Ann Keel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 3, 2005 - December 31, 2008

EAGLE ONE INVESTMENTS, LLC

BD
CRD#: 45254
FARGO, ND
Past

February 7, 2003 - December 31, 2004

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
OVERLAND PARK, KS
Past

March 14, 2000 - February 7, 2003

THE MASTERS, INC.

RIA
CRD#: 108432
FARGO, ND
Past

February 10, 2000 - December 31, 2004

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
OVERLAND PARK, KS
Past

March 28, 1998 - February 15, 2000

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
CEDAR RAPIDS, IA
Past

September 17, 1996 - March 28, 1998

ADM SECURITIES, INC.

BD
CRD#: 31973
CHICAGO, IL
Past

May 23, 1995 - September 17, 1996

VARIABLE ASSET STRATEGIES, INC.

BD
CRD#: 37027
GREENWOOD VILLAGE, CO
Past

January 24, 1986 - May 19, 1995

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
MINNEAPOLIS, MN
Past

February 10, 1982 - November 16, 1984

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

November 15, 1977 - January 27, 1982

ASSOCIATED FINANCIAL SERVICES, INC.

BD
CRD#: 1121

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/18/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/5/1977
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/1995
General Securities Principal Examination

Current Firm


EO
EAGLE ONE INVESTMENTS, LLC
EAGLE ONE INVESTMENT, LLC | EAGLE ONE INVESTMENTS, LLC

CRD#: 45254 / SEC#: , 8-51002

BD
Terminated by SEC on 05/31/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
Iowa since 03/29/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
KRUMBOLTZ, BRENT THOMASDIRECTOR2219848
PAULSON, DAVID CLAIRECEO/CFO/DIRECTOR1430385
VANDEWEERD, ALAN LEEDIRECTOR829161
ALEXANDER, THOMAS EUGENEDIRECTOR1176667
ELSE, JOHN JEFFREYMEMBER1948228
FARRELL, PATRICK STUARTMEMBER872923
HAGERTY, MICHAEL CHARLESDIRECTOR2053557
BAGBY, DOUGLAS BLAINEMEMBER1335894
COLLETT, MARTY MARIECOO4457693
GOODWIN, MATTHEW EVERETTEPRESIDENT/CCO4447880

Disclosures


Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EAGLE ONE INVESTMENTS, LLC

CRD#: 45254

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