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Debra Ann Lund

CRD# 845326·Registered 1977 - 2008
Barred: Debra Ann Lund was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Debra Ann Lund, who also goes by Debra Ann Keel, was a registered financial advisor. Debra was a previously registered financial advisor and started their career in finance 1977 - 2008. Debra had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Debra Ann Keel

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

EAGLE ONE INVESTMENTS, LLC·CRD# 45254
BD
Fargo, ND
January 3, 2005 - December 31, 2008
VSR FINANCIAL SERVICES, INC.·CRD# 14503
RIA
Overland Park, KS
February 7, 2003 - December 31, 2004
THE MASTERS, INC.·CRD# 108432
RIA
Fargo, ND
March 14, 2000 - February 7, 2003
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
Overland Park, KS
February 10, 2000 - December 31, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Cedar Rapids, IA
March 28, 1998 - February 15, 2000
ADM SECURITIES, INC.·CRD# 31973
BD
Chicago, IL
September 17, 1996 - March 28, 1998
VARIABLE ASSET STRATEGIES, INC.·CRD# 37027
BD
Greenwood Village, CO
May 23, 1995 - September 17, 1996
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
January 24, 1986 - May 19, 1995
E. F. HUTTON & COMPANY INC·CRD# 235
BD
February 10, 1982 - November 16, 1984
ASSOCIATED FINANCIAL SERVICES, INC.·CRD# 1121
BD
November 15, 1977 - January 27, 1982

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Current Firm

EO
EAGLE ONE INVESTMENTS, LLC

EAGLE ONE INVESTMENT, LLC | EAGLE ONE INVESTMENTS, LLC

CRD#: 45254 / SEC#: 8-51002
BD
Terminated by SEC on 05/31/2013

Contact Information

Established

Iowa since 03/29/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
KRUMBOLTZ, BRENT THOMASDIRECTOR2219848
PAULSON, DAVID CLAIRECEO/CFO/DIRECTOR1430385
VANDEWEERD, ALAN LEEDIRECTOR829161
ALEXANDER, THOMAS EUGENEDIRECTOR1176667
ELSE, JOHN JEFFREYMEMBER1948228
FARRELL, PATRICK STUARTMEMBER872923
HAGERTY, MICHAEL CHARLESDIRECTOR2053557
BAGBY, DOUGLAS BLAINEMEMBER1335894
COLLETT, MARTY MARIECOO4457693
GOODWIN, MATTHEW EVERETTEPRESIDENT/CCO4447880

Disclosures

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1977

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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