Roger J. Macaione
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger John Macaione, CFP®, who also goes by Roger J Macaione Jr, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1977. Roger had worked at 10 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2011 - November 9, 2012
SSN ADVISORY, INC.
December 7, 2010 - November 9, 2012
SECURITIES SERVICE NETWORK, LLC
January 2, 2008 - December 31, 2008
SECURITIES SERVICE NETWORK, LLC
January 3, 2006 - December 31, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
January 1, 2004 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
April 22, 1998 - January 1, 2004
LOCUST STREET SECURITIES, INC.
November 20, 1989 - December 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - April 20, 1998
OSAIC WEALTH, INC.
May 7, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 15, 1977 - May 14, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
November 15, 1977 - May 14, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
November 15, 1977 - May 14, 1984
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/5/1977
Registered Representative ExaminationCurrent Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
