Peter S. Barstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Stephen Barstad was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1977. Peter had worked at 4 firms and has passed the Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 1984 - August 20, 1986
CAPITAL CONSULTING ASSOCIATES, INC.
June 7, 1982 - June 18, 1982
DOMIK CORP.
June 8, 1981 - January 6, 1982
WALFORD, DEMARET & CO., INC.
November 3, 1977 - March 22, 1982
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/28/1977
Registered Principal ExaminationCurrent Firm
CAPITAL CONSULTING ASSOCIATES, INC.
CRD#: 14394 / SEC#: , 8-30629
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
