Ann E. Bushnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Ellen Bushnell, who also goes by Ann Ellen Bushnell, Ann E Bushnell, Ann Ellen Leahy, Leahy, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 1977. Ann had worked at 20 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2020 - May 16, 2022
PEOPLE'S UNITED ADVISORS, INC.
October 13, 2020 - May 16, 2022
PEOPLE'S SECURITIES, INC.
May 23, 2018 - January 24, 2020
CITIZENS SECURITIES, INC.
March 30, 2017 - January 24, 2020
CITIZENS SECURITIES, INC.
May 23, 2011 - December 3, 2015
CITIGROUP GLOBAL MARKETS INC.
February 11, 2010 - July 7, 2010
LPL FINANCIAL LLC
June 16, 2005 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 9, 2002 - March 1, 2005
CHASE INVESTMENT SERVICES CORP.
May 21, 2002 - September 6, 2002
TD WEALTH MANAGEMENT SERVICES INC.
November 30, 1998 - September 15, 2000
LEBENTHAL & CO., INC.
February 14, 1997 - October 9, 1998
REPUBLIC FINANCIAL SERVICES CORPORATION
March 22, 1996 - January 28, 1997
ESSEX NATIONAL SECURITIES, LLC
February 1, 1995 - March 6, 1996
FISERV INVESTOR SERVICES, INC.
March 4, 1994 - February 1, 1995
CAPITAL BROKERAGE CORPORATION
October 2, 1993 - March 17, 1994
CITICORP INVESTMENT SERVICES
November 9, 1990 - January 12, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 1988 - September 13, 1990
LEHMAN BROTHERS INC.
October 22, 1986 - June 13, 1988
FIRST CHATHAM SECURITIES, INC.
April 14, 1983 - October 19, 1984
JANNEY MONTGOMERY SCOTT LLC
May 28, 1980 - April 13, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1978 - April 14, 1980
MORGAN STANLEY DW INC.
November 10, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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