Edwin E. Lickiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Emmett Lickiss JR, who also goes by E Michael Lickiss, Edwin Emmett Lickiss, Mike Lickiss, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1977. Edwin had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1996 - August 15, 2014
INVESTMENT ARCHITECTS, INC.
September 22, 1995 - August 20, 1996
FINANCIAL TELESIS INC
December 16, 1989 - July 31, 1995
LPL FINANCIAL LLC
September 30, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
July 26, 1983 - October 9, 1987
CETERA WEALTH SERVICES, LLC
June 9, 1978 - August 22, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
November 1, 1977 - July 9, 1978
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/20/1977
Registered Representative ExaminationCurrent Firm
INVESTMENT ARCHITECTS, INC.
CRD#: 17774 / SEC#: , 8-35724
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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