Linda K. Schaefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Kay Schaefer was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1977. Linda had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - November 28, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
August 1, 2012 - November 28, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
April 18, 2012 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
April 28, 2010 - April 19, 2012
M&I INVESTMENT MANAGEMENT CORP.
May 17, 2007 - March 30, 2010
M&I FINANCIAL ADVISORS, INC
May 17, 2007 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
May 2, 2001 - May 4, 2007
FIFTH THIRD SECURITIES, INC.
March 7, 1997 - May 2, 2001
OLD KENT FINANCIAL ADVISORS
May 20, 1996 - February 14, 1997
CITIGROUP GLOBAL MARKETS INC.
October 21, 1980 - December 31, 1994
INVESCO CAPITAL MARKETS, INC.
November 1, 1977 - April 14, 1980
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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