William H. Mcelroy
Professional summary
William Herbert Mcelroy, who also goes by Bill Mcelroy, is a registered financial advisor currently at GUARDIAN PLUS INC located in Mill Creek, Washington.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. William has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Herbert Mcelroy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2005 - Present
GUARDIAN PLUS INC
April 6, 2015 - October 3, 2016
GUARDIAN PLUS RS
January 3, 2013 - June 9, 2014
GUARDIAN PLUS MANAGEMENT LLC
March 25, 1992 - February 18, 2005
GUARDIAN CAPITAL INC
August 25, 1988 - February 7, 1991
DAIN RAUSCHER INCORPORATED
January 12, 1987 - August 16, 1988
CITIGROUP GLOBAL MARKETS INC.
January 8, 1986 - January 20, 1987
LEHMAN BROTHERS INC.
April 19, 1985 - January 8, 1986
FOSTER & MARSHALL INC.
August 17, 1982 - March 14, 1985
LEHMAN BROTHERS INC.
June 21, 1979 - May 14, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1978 - June 22, 1979
MORGAN STANLEY DW INC.
October 26, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/17/2005)
Exams
Current Firm
GUARDIAN PLUS INC
CRD#: 134306 / SEC#: 801-63951
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 11,749,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
