Thea Geller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thea Geller, who also goes by Thea Geller Wyse, was a registered financial advisor .
Thea is a previously registered financial advisor and started their career in finance in 1977. Thea had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2008 - March 4, 2009
MORGAN STANLEY & CO. LLC
October 11, 2007 - March 4, 2009
MORGAN STANLEY & CO. LLC
October 5, 1993 - June 14, 2006
WEDBUSH SECURITIES INC.
January 3, 1992 - July 24, 1992
VERAVEST INVESTMENTS, INC.
January 4, 1988 - November 29, 1991
J.P. MORGAN SECURITIES LLC
March 18, 1985 - November 29, 1991
J.P. MORGAN SECURITIES LLC
April 10, 1984 - October 4, 1984
FAHY & CO., INC.
May 3, 1983 - June 29, 1983
FIRST EQUITY CORPORATION OF FLORIDA
March 8, 1978 - March 12, 1981
LEHMAN BROTHERS INC.
October 26, 1977 - April 8, 1978
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
