J R. Wilgus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Robert Wilgus was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1977. J had worked at 6 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1989 - November 5, 1990
FIRST AFFILIATED SECURITIES
May 14, 1987 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
November 30, 1982 - May 2, 1987
MORGAN STANLEY DW INC.
October 30, 1979 - December 28, 1982
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1978 - December 23, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
FIRST AFFILIATED SECURITIES
CRD#: 23737 / SEC#: , 8-40485
Contact information
Documents
Red Flags
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