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John Howard Algie

CRD# 844637·Registered 1977 - 1993
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Howard Algie was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1977 - 1993. John had worked at 13 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
April 14, 1993 - November 9, 1993
PACIFIC CONTINENTAL SECURITIES CORPORATION·CRD# 2398
BD
Beverly Hills, CA
December 14, 1992 - May 10, 1993
PACIFIC INLAND SECURITIES CORPORATION·CRD# 18194
BD
Stockton, CA
December 6, 1991 - August 3, 1999
L.M. DREW & ASSOCIATES·CRD# 16368
BD
February 12, 1988 - June 26, 1989
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
March 18, 1985 - November 16, 1987
CAL-MEYER SECURITIES, INC.·CRD# 14791
BD
August 23, 1984 - March 19, 1985
L.E. PETERSON AND COMPANY·CRD# 13157
BD
September 9, 1983 - June 1, 1984
PETERSON, DIEHL & COMPANY, INC.·CRD# 7629
BD
November 23, 1982 - October 9, 1984
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 18, 1982 - December 13, 1989
LPL FINANCIAL LLC·CRD# 6413
BD
June 9, 1981 - September 7, 1982
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
June 9, 1981 - December 13, 1989
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
May 19, 1978 - September 22, 1978
KIDDER, PEABODY & CO., INCORPORATED·CRD# 488
BD
October 26, 1977 - May 19, 1978

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Current Firm

BS
BUTTONWOOD SECURITIES, INC.

BUTTONWOOD SECURITIES, INC. | SECURITIES PLANNERS, INC.

CRD#: 18420 / SEC#: 8-36662
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

New York since 06/30/1986

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Oct 1977About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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