William A. Forkner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Andrew Forkner, who also goes by Bill Forkner, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1996 - July 30, 1997
NEWPORT COAST SECURITIES, INC.
June 21, 1994 - June 20, 1995
CAPBAY FINANCIAL SERVICES
January 15, 1993 - January 20, 1994
SUTRO & CO. INCORPORATED
February 26, 1991 - January 25, 1993
GILBERT MARSHALL & COMPANY
November 30, 1989 - March 4, 1991
FIRST EAGLE, INC.
March 2, 1989 - September 12, 1989
LONDON ZURICH SECURITIES, INC.
October 18, 1988 - March 2, 1989
SECURITIES USA, INC.
July 8, 1988 - July 21, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
September 4, 1986 - December 10, 1987
J. W. GANT & ASSOCIATES, INC.
June 9, 1986 - August 18, 1986
WILSON-DAVIS & CO., INC.
April 16, 1985 - July 24, 1986
TIDD, LACKEY AND CO., INC.
October 26, 1984 - March 25, 1985
PAULSON INVESTMENT COMPANY LLC
January 23, 1984 - October 9, 1984
WZW FINANCIAL SERVICES, INC.
June 30, 1983 - January 1, 1984
A. G. EDWARDS & SONS, INC.
October 26, 1977 - June 29, 1983
HAMMERBECK AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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