Catherine M. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Mcmenamin Scott, who also goes by Catherine Mcmenamin, Catherine M Scott, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1977. Catherine had worked at 5 firms and has passed the Series 52, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 1984 - June 28, 1985
VANDEN PLAS SECURITIES, INC.
November 23, 1981 - May 18, 1984
MORRISON, SCHULTE & CO., INC.
January 19, 1981 - November 16, 1981
E. F. HUTTON & COMPANY INC
May 22, 1979 - February 7, 1981
CITIGROUP GLOBAL MARKETS INC.
October 26, 1977 - June 18, 1979
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VANDEN PLAS SECURITIES, INC.
CRD#: 13230 / SEC#: , 8-28911
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
