Kevin A. Reding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Alan Reding was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1977. Kevin had worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2021 - June 4, 2025
KEY INVESTMENT SERVICES LLC
January 23, 2006 - December 31, 2006
KEY INVESTMENT SERVICES LLC
January 3, 2006 - June 4, 2025
KEY INVESTMENT SERVICES LLC
May 14, 1999 - December 31, 2005
KEYBANC CAPITAL MARKETS INC.
May 14, 1999 - December 31, 2005
KEYBANC CAPITAL MARKETS INC.
January 5, 1993 - May 14, 1999
KEY INVESTMENTS INC.
June 3, 1991 - December 31, 1992
INDEPENDENT FINANCIAL SECURITIES, INC.
October 26, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
October 26, 1988 - July 3, 1991
MONY SECURITIES CORPORATION
April 7, 1987 - October 3, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
August 12, 1986 - April 10, 1987
J. W. GANT & ASSOCIATES, INC.
February 13, 1986 - August 18, 1986
KIDDER, PEABODY & CO. INCORPORATED
December 11, 1985 - February 24, 1986
MICHELIN AND COMPANY, INC.
November 20, 1985 - December 20, 1985
STEVEN ANDREW & COMPANY, INC.
January 14, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
July 2, 1982 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
January 3, 1982 - June 9, 1982
OTC NET INCORPORATED
January 23, 1981 - January 6, 1982
BLINDER, ROBINSON & CO., INC.
October 26, 1977 - February 8, 1981
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
