William M. Popper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Popper, who also goes by Bill Popper, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 16, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2016 - April 5, 2018
CLEARVIEW TRADING ADVISORS, INC.
November 16, 2009 - April 30, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 4, 2009 - November 17, 2009
CLEARVIEW TRADING ADVISORS, INC.
December 13, 1996 - February 4, 2005
P. SCHOENFELD ASSET MANAGEMENT LLC
August 16, 1979 - January 9, 1997
SCHRODER & CO. INC.
October 26, 1977 - September 16, 1978
A. G. BECKER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARVIEW TRADING ADVISORS, INC.
CRD#: 142873 / SEC#: , 8-67501
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
