Elton Johnson

AMERIVET SECURITIES

New York, NY 10036

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CRD#: 844428

Professional summary

Elton Johnson JR is a registered financial advisor currently at AMERIVET SECURITIES, INC. located in New York, New York.

Elton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Elton has worked at 18 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 14, Series 30, Series 27, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF BUSINESS: EXECUTIVE COMMAND GROUP, INC. 2. INVESTMENT RELATED: NO. 3. ADDRESS OF BUSINESS: POB 1074, INGLEWOOD, CA 90308 4. NATURE OF THE BUSINESS: PRIVATE INVESTIGATIVE SERVICES 5. POSITION: PRESIDENT & CEO 6. START DATE OF RELATIONSHIP: SEP 1997 (DATE THAT I OBTAINED MY PRIVATE INVESTIGATOR LICENSE) 7. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS: 20 PER MONTH. 8. NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: ZERO. 9. DUTIES: HANDLING ALL OPERATIONAL MATTERS PERTAINING TO THIS COMPANY 1. NAME OF BUSINESS: VETERAN VENTURES CAPITAL, LLC. 2. INVESTMENT RELATED: YES 3. ADDRESS OF BUSINESS: 10629 HARDIN VALLEY ROAD, STE. 216, KNOXVILLE, TN 37932 4. NATURE OF THE BUSINESS: VENTURE CAPITAL FOR VETERAN OWNED FIRMS 5. POSITION: DIRECTOR 6. START DATE OF RELATIONSHIP: JANUARY 2021 7. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS: 1 HOUR PER MONTH 8. NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: ZERO. 9. DUTIES: PROVIDING ADVISE TO THE PRESIDENT & CEO IF AND WHEN REQUESTED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elton Johnson JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Elton Johnson JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2012 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

RIA

CRD#: 34786

New York, NY

Current

May 13, 1994 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

RIA

CRD#: 34786

New York, NY

Past

September 1, 1995 - February 6, 1996

MOORGATE INVESTMENTS, INC.

CRD#: 17646

CHICAGO, IL

Past

October 12, 1993 - October 19, 1993

LAMAUTE CAPITAL INCORPORATED

CRD#: 32957

CHEVY CHASE, MD

Past

June 18, 1993 - September 29, 1993

R.K. STEELE

CRD#: 1904

BEVERLY HILLS, CA

Past

July 20, 1992 - September 14, 1993

U. S. PACIFIC FINANCIAL SERVICES, INC.

CRD#: 17423

ALHAMBRA, CA

Past

April 9, 1990 - August 9, 1993

JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED

CRD#: 24681

Past

November 16, 1989 - November 14, 1991

FULTON FERRACUTE CAPITAL CORP, INC.

CRD#: 22115

Past

August 23, 1989 - October 30, 1989

NOBLE FINANCIAL CORPORATION

CRD#: 20818

Past

August 11, 1988 - November 17, 1988

WAINWRIGHT SECURITIES, LTD.

CRD#: 22529

Past

July 28, 1987 - December 15, 1987

TERRAN SECURITIES, INC.

CRD#: 17783

Past

July 17, 1987 - September 11, 1987

GENE MORGAN FINANCIAL

CRD#: 16018

Past

February 11, 1987 - July 27, 1987

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

Past

July 2, 1986 - June 3, 1988

JOHNSON & JOUNET SECURITIES

CRD#: 10628

Past

June 26, 1984 - December 3, 1984

DREYFUS BROKERAGE SERVICES, INC.

CRD#: 7289

Past

June 24, 1983 - June 1, 1984

BA INVESTMENT SERVICES, INC.

CRD#: 12965

Past

November 8, 1981 - April 13, 1983

WEDBUSH SECURITIES INC.

CRD#: 877

Past

December 17, 1980 - September 3, 1981

KENNEDY, CABOT & CO.

CRD#: 2417

Past

October 26, 1977 - July 28, 1979

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/16/1994)

IAR

California
(1/18/2012)

Virginia
(11/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/20/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 12/7/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/15/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 30

Date: 3/22/2012

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 27

Date: 2/7/2009

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/20/1991

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERIVET SECURITIES, INC.

AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California

Registered Investment Advisory firm - SEC (1/18/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

Mailing Address

1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

Phone number

(212) 803-5050

Established

Delaware since 11/13/2018

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SOUTH STREET SECURITIES HOLDINGS INC	OWNER
ANDERSON, JOSEPH BENJAMIN JR.	DIRECTOR
KAY, STEVEN JAMES	CO-CEO	6857377
JOHNSON, ELTON JR	DIRECTOR	844428
JAZE, FLORIAN	CFO/COO	5442771
JONES, ROBERT CAMPBELL	PRESIDENT
KELLY, JOHN EDWARD	CCO	2087497
NAIDRICH, MICHAEL JOSEPH	CO-CEO	2446693

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elton Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elton Johnson JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Elton Johnson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIVET SECURITIES, INC.

MOORGATE INVESTMENTS, INC.

LAMAUTE CAPITAL INCORPORATED

R.K. STEELE

U. S. PACIFIC FINANCIAL SERVICES, INC.

JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED

FULTON FERRACUTE CAPITAL CORP, INC.

NOBLE FINANCIAL CORPORATION

WAINWRIGHT SECURITIES, LTD.

TERRAN SECURITIES, INC.

GENE MORGAN FINANCIAL

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

JOHNSON & JOUNET SECURITIES

DREYFUS BROKERAGE SERVICES, INC.

BA INVESTMENT SERVICES, INC.

WEDBUSH SECURITIES INC.

KENNEDY, CABOT & CO.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2001

Series 63

Date: 8/4/1983

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/20/2012

Series 55

Date: 12/7/2001

Series 7

Date: 10/15/1977

Series 4

Date: 1/2/2023

Series 14

Date: 1/2/2023

Series 30

Date: 3/22/2012

Series 27

Date: 2/7/2009

Series 24

Date: 1/31/2009

Series 53

Date: 9/20/1991

FINRA

Current Firm

AMERIVET SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERIVET SECURITIES, INC.

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