Jeffrey B. Dubois
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Brian Dubois, who also goes by Jeff Dubois, Jeffrey B Dubois, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1977. Jeffrey had worked at 12 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2014 - February 10, 2015
MEEDER DISTRIBUTION SERVICES, INC.
June 18, 2008 - December 31, 2011
CAPITAL CITY SECURITIES, LLC
September 21, 2000 - December 31, 2007
REGIS SECURITIES CORPORATION
January 15, 1997 - December 8, 1999
QUANTUM CAPITAL CORPORATION
June 12, 1995 - January 27, 1997
THE HAMILTON-SHEA GROUP, INC.
January 23, 1992 - May 26, 1995
OMNI FINANCIAL SECURITIES, INC.
March 18, 1991 - January 17, 1992
OMNI CAPITAL MARKETS, INCORPORATED
October 15, 1987 - September 21, 1990
COLUMBUS EQUITIES INTERNATIONAL, INC.
January 29, 1985 - November 3, 1987
FIRST SECURITIES CORPORATION OF COLUMBUS
September 12, 1983 - February 6, 1985
J.C. BRADFORD & CO.
September 26, 1978 - September 28, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEEDER DISTRIBUTION SERVICES, INC.
CRD#: 36773 / SEC#: , 8-47374
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
