Jesse W. Hauptrief

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT

Dallas, TX 75209

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CRD#: 844345

Professional summary

Jesse William Hauptrief, who also goes by Jesse William Hauptrief Jr, is a registered financial advisor currently at MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC located in Dallas, Texas.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Jesse has worked at 13 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse William Hauptrief Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Engaged as a self-employed life and health insurance agent since April 1976. Work is done from personal residence in Melissa, Texas. The work done is not investment-related. Approximately 25 hours per month are devoted to this work with approximately 1-4 of those hours per month occurring during securities trading hours. Responsibilities include insurance sales. Also, operating out of personal residence, owns rental real estate properties which is not investment-related. Approximately 5 hours per month are devoted to this work generally outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse William Hauptrief's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2017 - Present

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

Office #1: 4701 W. Lovers Lane, Dallas, TX 75209

RIA

CRD#: 115120

Dallas, TX

Past

December 4, 2014 - June 22, 2015

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MELISSA, TX

Past

November 13, 2014 - December 4, 2014

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

MCKINNEY, TX

Past

October 31, 2011 - October 7, 2014

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MELISSA, TX

Past

March 23, 2011 - July 18, 2017

RESOURCE WEALTH MANAGEMENT, LLC

RIA

CRD#: 156081

MELISSA, TX

Past

January 5, 2011 - April 1, 2011

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

MELISSA, TX

Past

January 2, 2004 - December 31, 2010

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

MELISSA, TX

Past

January 2, 2004 - December 31, 2010

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

MELISSA, TX

Past

October 15, 2003 - December 31, 2003

UNITED SECURITIES ALLIANCE, INC.

RIA

CRD#: 36487

PLANO, TX

Past

October 15, 2003 - December 31, 2003

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

June 24, 1998 - October 31, 2003

CETERA ADVISORS LLC

RIA

CRD#: 10299

PLANO, TX

Past

June 24, 1998 - October 31, 2003

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

May 5, 1998 - June 25, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 1, 1995 - May 1, 1998

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

August 16, 1993 - February 10, 1995

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

May 27, 1987 - November 16, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 27, 1987 - November 16, 1992

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 21, 1984 - June 4, 1987

G. R. PHELPS & CO., INC.

CRD#: 173

Past

October 20, 1980 - September 28, 1984

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

October 25, 1977 - September 28, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

CRD#: 115120 / SEC#: 801-79001

RIA

Registered Investment Advisory firm - (1/15/2014 Approved)

Texas

Registered Investment Advisory firm - (1/23/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/11/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/1/1977

Registered Representative Examination

Current Firm

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

CRD#: 115120 / SEC#: 801-79001

RIA

Registered Investment Advisory firm - (1/15/2014 Approved)

Texas

Registered Investment Advisory firm - (1/23/2014 Terminated)

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Contact information

Main Address

4701 W. Lovers Lane, Dallas, TX 75209

Mailing Address

Phone number

(214) 922-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSCM FORM ADV PART 2A BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	705
AUM (Assets Under Management)	$ 508,653,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jesse W. Hauptrief

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse William Hauptrief's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

COPPELL ADVISORY SOLUTIONS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RESOURCE WEALTH MANAGEMENT, LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

UNITED SECURITIES ALLIANCE, INC.

UNITED SECURITIES ALLIANCE, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

SUNAMERICA SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

NEW ENGLAND SECURITIES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

G. R. PHELPS & CO., INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/1984

SIE

Date: 6/22/2015

Series 1

Date: 10/1/1977

Current Firm

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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