Lorne T. Hargis
Professional summary
Lorne Thomas Hargis Jr, who also goes by Lorne Thomas Hargis Jr, Lorne Thomas Hargis, is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
Lorne is registered as a RR (Registered Representative) and started their career in finance in 1977. Lorne has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorne Thomas Hargis Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2008 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064January 2, 2003 - December 31, 2003
SPC
February 9, 2002 - November 3, 2008
PARKLAND SECURITIES, LLC
August 21, 2000 - February 9, 2002
WALNUT STREET SECURITIES, INC.
October 25, 1977 - October 5, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2016)
(11/19/2008)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 10/20/1977
Registered Representative ExaminationFINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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