Michael P. Kiley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Kiley was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 13 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2012 - December 14, 2012
SECURITY DISTRIBUTORS
July 7, 2010 - November 2, 2010
SECURITY DISTRIBUTORS
September 27, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
September 27, 2004 - June 23, 2008
MORGAN STANLEY DISTRIBUTORS INC.
September 27, 2004 - June 23, 2008
MORGAN STANLEY DISTRIBUTION, INC.
June 5, 2003 - June 23, 2008
INVESCO CAPITAL MARKETS, INC.
October 8, 1999 - June 23, 2008
MORGAN STANLEY & CO. LLC
January 10, 1997 - September 22, 1999
TOWER SQUARE SECURITIES, INC.
March 7, 1995 - July 23, 1996
EQUITABLE DISTRIBUTORS, LLC
December 12, 1983 - November 1, 1994
GUARDIAN INVESTOR SERVICES LLC
September 1, 1982 - April 8, 1985
NPC SECURITIES, INC.
November 24, 1980 - September 7, 1982
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 18, 1980 - April 7, 1988
HIGHAM-WHITRIDGE SECURITIES, INC.
October 20, 1977 - June 7, 1980
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/17/1977
Registered Representative ExaminationCurrent Firm
SECURITY DISTRIBUTORS
CRD#: 3336 / SEC#: , 8-10781
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 5118892 |
| HILL, CARMEN RENEE | VICE PRESIDENT & ASSISTANT SECRETARY | 2646887 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| LACEY, SUSAN JANELLE | ASSISTANT TREASURER | 4930469 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS | 4455856 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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