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Bette Gail Tydings

CRD# 844203·Registered 1977 - 2016
Previously Registered: Being a previously registered professional could mean that Bette is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bette Gail Tydings, who also goes by Betty Tydings Christensen, Betty Tydings Christsensen, Bette Gail Cohen, was a registered financial advisor. Bette was a previously registered financial advisor and started their career in finance 1977 - 2016. Bette had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 2, Series 1, Series 26 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Betty Tydings Christensen, Betty Tydings Christsensen, Bette Gail Cohen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

PRIMEX·CRD# 29394
BD
New York, NY
August 8, 2014 - September 28, 2016
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
RIA
Lake Forest, CA
April 26, 2010 - April 30, 2013
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Lake Forest, CA
April 26, 2010 - April 30, 2013
AFA ADVISOR SERVICES LLC·CRD# 129104
RIA
Lake Forest, CA
February 25, 2008 - April 27, 2010
AFA FINANCIAL GROUP, LLC·CRD# 127648
BD
Calabasas, CA
September 20, 2005 - April 27, 2010
CROWN CAPITAL SECURITIES, L.P.·CRD# 6312
BD
Orange, CA
October 6, 1999 - September 22, 2005
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
March 31, 1999 - October 1, 1999
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
February 8, 1984 - March 31, 1999
LPL FINANCIAL LLC·CRD# 6413
BD
August 17, 1983 - February 10, 1984
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
September 29, 1978 - June 16, 1983
G. R. PHELPS & CO., INC.·CRD# 173
BD
October 20, 1977 - December 2, 1978

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Current Firm

PR
PRIMEX

ADVANTAGE TRADING CORP. | PRIMEX PRIME ELECTRONIC EXECUTION, INC. | PRIMEX

CRD#: 29394 / SEC#: 8-44331
BD
Cancelled by SEC on 03/17/2021

Contact Information

Established

Illinois since 11/06/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVANTAGE TRADING LLCOWNER—
FELIX, WILFREDO JRCEO, CCO, PRINCIPAL, FINOP, DIRECTOR2693672

Disclosures

Regulatory Event

7

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 2 — Non-Member General Securities Examination

Passed Mar 1995

Series 1 — Registered Representative Examination

Passed Oct 1977

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 1998About the Series 26 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jun 1993About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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