James P. Pedigo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Philip Pedigo, who also goes by Jim Pedigo, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1977. James had worked at 16 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 3, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - December 31, 2024
SCS ASSET MANAGEMENT, INC
February 21, 2013 - December 31, 2013
INVESTMENT ADVISORS CORP
October 11, 2012 - December 31, 2013
BROKER DEALER FINANCIAL SERVICES CORP.
September 26, 2012 - October 9, 2012
SECURITIES RESEARCH, INC. OF FLORIDA
August 10, 2011 - October 5, 2012
AMERICAN ELITE RETIREMENT
January 15, 2004 - December 31, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
January 21, 2003 - December 19, 2003
SYNERGY INVESTMENT GROUP, LLC
January 15, 2003 - December 19, 2003
SYNERGY INVESTMENT GROUP, LLC
May 16, 2002 - January 2, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
May 14, 2002 - January 2, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
February 22, 2002 - January 27, 2003
FINANCIAL ADVISORS NETWORK, LLC
February 13, 1998 - March 6, 2002
LEGACY FINANCIAL SERVICES, INC.
November 2, 1995 - February 4, 1998
UNITED SECURITIES ALLIANCE, INC.
January 13, 1993 - July 12, 1994
NORTH AMERICAN MANAGEMENT, INC.
September 11, 1989 - November 5, 1990
G. A. REPPLE & COMPANY
May 20, 1986 - May 31, 1989
THOMSON MCKINNON SECURITIES INC.
January 26, 1984 - May 21, 1986
LEHMAN BROTHERS INC.
June 5, 1978 - January 18, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 18, 1977 - July 24, 1978
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/18/1986
Interest Rate Options ExaminationSeries 15
Date: 5/8/1984
Foreign Currency Options ExaminationSeries 1
Date: 10/10/1977
Registered Representative ExaminationCurrent Firm
SCS ASSET MANAGEMENT, INC
CRD#: 132450 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 29,567,072 |
Red Flags
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