Kenneth B. Cohen

HUNTLEIGH ADVISORS

St. Louis, MO 63105

Some features on this profile are disabled

CRD#: 843882

Professional summary

Kenneth Bruce Cohen, who also goes by Kenneth B Cohen, is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in St. Louis, Missouri and HUNTLEIGH SECURITIES CORPORATION located in Chesterfield, Missouri.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Kenneth has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 1, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth B Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DIVERSIFIELD REAL ESTATE PARTNERS, PASSIVE REAL ESTATE INVESTMENT, 222 S. CENTRAL AVE, ST LOUIS, MO, 0 HOURS DURING BUSINESS HOURS / TRADING HOURS, 2) BIG BROTHER BIG SISTER, CHARITY, 501 N. GRAND BLVD - SUITE 100 ST. LOUIS, MO. 63103, BIG BROTHER, DANIELLE VALLEROY, 4 HOURS/MONTH, 0 COMP, 3) NANOPORE DIAGNOSTICS, BIOMEDICAL PRODUCTS, 2033 WESTPORT CENTER DR. ST. LOUIS, MO. 63146, INVESTOR, 0 TIME, 0 COMP, 4) DIVERSIFIED REAL ESTATE GROUP, REAL ESTATE INVESTMENT, 222 S. CENTRAL AVE - SUITE 100, CLAYTON, MO. 63105, INVESTOR, 0 TIME, 0 COMP, 5) Voices for Children, Non-for-Profit, 920 N. Vandeventer , St. Louis, Mo. 63108, Foster child advocate, Cheryl Latham, 10 hours/month, 0 comp

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Bruce Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2016 - Present

HUNTLEIGH ADVISORS, INC.

Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105

RIA

CRD#: 113412

St. Louis, MO

Current

November 30, 2016 - Present

HUNTLEIGH SECURITIES CORPORATION

Office #1: 15400 South Outer Forty Suite 201, Chesterfield, MO 63017

CRD#: 7456

Chesterfield, MO

Past

December 13, 2016 - March 28, 2023

DATATEX INVESTMENT SERVICES INC

RIA

CRD#: 105440

CLAYTON, MO

Past

December 13, 2016 - December 3, 2021

K. W. CHAMBERS & CO.

CRD#: 1432

CLAYTON, MO

Past

July 31, 2008 - November 3, 2016

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

Chesterfield, MO

Past

July 31, 2008 - November 3, 2016

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

Chesterfield, MO

Past

January 3, 2008 - July 28, 2008

MOLONEY SECURITIES CO., INC.

CRD#: 38535

MANCHESTER, MO

Past

July 12, 2004 - July 28, 2008

R.T. JONES CAPITAL EQUITIES, INC.

RIA

CRD#: 19775

ST. LOUIS, MO

Past

July 12, 2004 - July 28, 2008

R.T. JONES CAPITAL EQUITIES, INC.

CRD#: 19775

ST. LOUIS, MO

Past

July 16, 2003 - July 14, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

March 6, 2003 - July 14, 2003

DETALUS SECURITIES, LLC

CRD#: 103260

ST. LOUIS, MO

Past

November 13, 1998 - January 6, 2001

ASCENSUS SECURITIES CORP.

CRD#: 23367

MADISON, WI

Past

March 16, 1996 - July 9, 2003

CUTTER & COMPANY, INC.

RIA

CRD#: 22449

CHESTERFIELD, MO

Past

February 5, 1996 - July 9, 2003

CUTTER & COMPANY, INC.

CRD#: 22449

BALLWIN, MO

Past

March 1, 1995 - February 10, 1996

CHARLOTTE S. COHEN & COMPANY, INC.

CRD#: 6401

ST. LOUIS, MO

Past

November 18, 1988 - January 10, 1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

February 1, 1988 - November 18, 1988

ROWLAND, SIMON & CO.

CRD#: 21666

Past

May 10, 1984 - February 1, 1988

I.M. SIMON & CO., INC.

CRD#: 418

Past

January 19, 1982 - June 26, 1984

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Past

May 9, 1979 - November 21, 1983

GENERAL AMERICAN LIFE INSURANCE COMPANY

CRD#: 3963

Past

October 5, 1977 - February 20, 1979

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUNTLEIGH ADVISORS, INC.

HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP

CRD#: 113412 / SEC#: 801-62677

RIA

Registered Investment Advisory firm - (1/22/2004 Approved)

Illinois

Registered Investment Advisory firm - (5/7/2004 Terminated)

Missouri

Registered Investment Advisory firm - (11/17/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/15/2017)

Colorado
(10/25/2017)

IAR

Colorado
(9/21/2018)

Florida
(7/26/2022)

IAR

Florida
(10/21/2024)

Illinois
(11/30/2016)

IAR

Illinois
(5/2/2019)

Missouri
(11/30/2016)

IAR

Missouri
(12/13/2016)

North Carolina
(8/20/2020)

IAR

North Carolina
(2/3/2023)

Ohio
(12/7/2017)

IAR

Ohio
(10/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/2/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/24/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/12/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 7/25/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HUNTLEIGH ADVISORS, INC.

HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP

CRD#: 113412 / SEC#: 801-62677

RIA

Registered Investment Advisory firm - (1/22/2004 Approved)

Illinois

Registered Investment Advisory firm - (5/7/2004 Terminated)

Missouri

Registered Investment Advisory firm - (11/17/2004 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105

Mailing Address

Phone number

(314) 236-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (7/28/2025)

Regulatory assets under management

Total Number of Accounts	1,628
AUM (Assets Under Management)	$ 626,466,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth B. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Bruce Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNTLEIGH SECURITIES CORPORATION

DATATEX INVESTMENT SERVICES INC

K. W. CHAMBERS & CO.

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

MOLONEY SECURITIES CO., INC.

R.T. JONES CAPITAL EQUITIES, INC.

R.T. JONES CAPITAL EQUITIES, INC.

WALNUT STREET SECURITIES, INC.

DETALUS SECURITIES, LLC

ASCENSUS SECURITIES CORP.

CUTTER & COMPANY, INC.

CUTTER & COMPANY, INC.

CHARLOTTE S. COHEN & COMPANY, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ROWLAND, SIMON & CO.

I.M. SIMON & CO., INC.

JOHN HANCOCK DISTRIBUTORS LLC

GENERAL AMERICAN LIFE INSURANCE COMPANY

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

HUNTLEIGH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/1994

Series 63

Date: 4/13/1982

SIE

Date: 10/1/2018

Series 31

Date: 8/2/2010

Series 7

Date: 11/20/1982

Series 1

Date: 9/24/1977

Series 8

Date: 4/12/1994

Series 24

Date: 7/25/1986

FINRA

Current Firm

HUNTLEIGH ADVISORS, INC.

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUNTLEIGH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors