Melissa P. Marsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Polk Marsh, who also goes by Melissa Polk, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1977. Melissa had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2004 - December 14, 2012
MFS FUND DISTRIBUTORS, INC.
April 25, 1995 - April 26, 2004
MFS FUND DISTRIBUTORS, INC.
November 2, 1994 - April 4, 1995
NATIXIS DISTRIBUTION, LLC
February 2, 1990 - October 11, 1994
COLONIAL INVESTMENT SERVICES
December 14, 1987 - February 2, 1990
COLONIAL INVESTMENT SERVICES, INC.
April 26, 1983 - January 1, 1988
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
October 5, 1977 - June 3, 1982
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/24/1977
Registered Representative ExaminationCurrent Firm
MFS FUND DISTRIBUTORS, INC.
CRD#: 31052 / SEC#: , 8-45321
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| KENNEY, SEAN MARTIN | DIRECTOR AND CHAIRMAN OF THE BOARD | 4851636 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
