Gerald William Laurain
AIF®Professional Summary
Gerald William Laurain, AIF®, who also goes by Gerald W Laurain, Gerald Laurain, was a registered financial advisor. Gerald was a previously registered financial professional and started their career in finance 1977 - 2025. Gerald had worked at 13 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gerald W Laurain, Gerald Laurain
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST HORIZON ADVISORS, INC | FTB ADVISORS, INC. | FIRST TENNESSEE DISCOUNT BROKERAGE, INC. | FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON INVESTMENT SERVICES, A DIVISION OF FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON ADVISORS, INC.
Contact Information
Main Address
4990 Poplar Avenue 3rd Floor, Memphis, TN 38117Phone Number
+1 (800) 213-3702Established
Tennessee since 10/24/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
239Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
9,076AUM (Assets Under Management)
$13,617,534,771Disclosures
Regulatory Event
7Arbitration
2Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | Cover Page | Report |
| 08/16/2024 | Cover Page | Report |
| 12/21/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Sep 1981Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1987Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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