Brian J. Sheen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Jeffrey Sheen was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1977. Brian had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1988 - November 4, 1993
SHEEN FINANCIAL RESOURCES, INC.
August 2, 1984 - October 10, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
June 7, 1983 - July 27, 1984
LPL FINANCIAL LLC
December 10, 1982 - May 3, 1983
CADARET, GRANT & CO., INC.
August 16, 1982 - December 8, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
May 22, 1981 - April 6, 1982
E. F. HUTTON & COMPANY INC
September 19, 1979 - June 17, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1978 - September 30, 1979
MORGAN STANLEY DW INC.
December 16, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
October 3, 1977 - November 7, 1977
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHEEN FINANCIAL RESOURCES, INC.
CRD#: 22498 / SEC#: , 8-39780
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
