John E. Martin
Professional summary
John Earl Martin SR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, John had worked at 12 firms, which includes INTEGRATED TRADING AND INVESTMENTS INC., REGENT CAPITAL GROUP INC., AIS FINANCIAL INC., NATIONAL SECURITIES CORPORATION, LEEB BROKERAGE SERVICES INC., WESTERN INTERNATIONAL SECURITIES INC., NEWPORT COAST SECURITIES INC., AMERICAN INVESTMENT SERVICES INC., NATIONAL CAPITAL TRADING LLC, TRAVIS MORGAN SECURITIES INC., CITIZENS JMP SECURITIES LLC, PLANMEMBER SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - May 20, 2013
INTEGRATED TRADING AND INVESTMENTS, INC.
January 10, 2011 - June 11, 2012
REGENT CAPITAL GROUP, INC.
July 11, 2008 - December 31, 2010
AIS FINANCIAL, INC.
May 23, 2007 - August 6, 2008
NATIONAL SECURITIES CORPORATION
November 24, 2004 - May 18, 2007
LEEB BROKERAGE SERVICES, INC.
February 13, 2004 - November 24, 2004
WESTERN INTERNATIONAL SECURITIES, INC.
November 21, 2002 - February 26, 2004
NEWPORT COAST SECURITIES, INC.
January 2, 2001 - January 25, 2001
AMERICAN INVESTMENT SERVICES, INC.
November 9, 1998 - November 20, 2002
NATIONAL CAPITAL TRADING, LLC
September 16, 1998 - December 31, 2000
TRAVIS MORGAN SECURITIES INC.
February 7, 1990 - July 23, 1998
CITIZENS JMP SECURITIES, LLC
October 28, 1983 - September 15, 1987
PLANMEMBER SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
INTEGRATED TRADING AND INVESTMENTS, INC.
CRD#: 47730 / SEC#: , 8-51880
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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