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JM

John Earl Martin Sr

CRD# 843646·Registered 1983 - 2013
Barred: John Earl Martin SR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

John Earl Martin SR, who also goes by Jack Martin, John Earl Martin, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1983 - 2013. John had worked at 12 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Martin, John Earl Martin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

INTEGRATED TRADING AND INVESTMENTS, INC.·CRD# 47730
BD
Huntington Beach, CA
April 5, 2012 - May 20, 2013
REGENT CAPITAL GROUP, INC.·CRD# 126881
BD
Westlake Village, CA
January 10, 2011 - June 11, 2012
AIS FINANCIAL, INC.·CRD# 41462
BD
Westlake Village, CA
July 11, 2008 - December 31, 2010
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Santa Monica, CA
May 23, 2007 - August 6, 2008
LEEB BROKERAGE SERVICES, INC.·CRD# 46195
BD
Santa Moncia, CA
November 24, 2004 - May 18, 2007
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Pasadena, CA
February 13, 2004 - November 24, 2004
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
New York, NY
November 21, 2002 - February 26, 2004
AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
January 2, 2001 - January 25, 2001
NATIONAL CAPITAL TRADING, LLC·CRD# 26078
BD
Oklahoma City, OK
November 9, 1998 - November 20, 2002
TRAVIS MORGAN SECURITIES INC.·CRD# 29088
BD
Dallas, TX
September 16, 1998 - December 31, 2000
CITIZENS JMP SECURITIES, LLC·CRD# 22208
BD
San Francisco, CA
February 7, 1990 - July 23, 1998
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
October 28, 1983 - September 15, 1987

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Current Firm

IT
INTEGRATED TRADING AND INVESTMENTS, INC.

INTEGRATED TRADING AND INVESTMENTS, INC.

CRD#: 47730 / SEC#: 8-51880
BD
Terminated by SEC on 07/29/2018

Contact Information

Established

Nevada since 05/10/1999

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRATED CAPITAL GROUP, INC.CORPORATE HOLDING CO.—
COHEN, AARON WILLIAMPRESIDENT/CEO/CCO874379
MORGAN, WILLIAM ARTHURFINOP852925

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Sep 1977About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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