Kristin A. Mcilvenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Ardis Mcilvenna, who also goes by Kristin Ardis Ebbighausen, Kristin Ebbighausen, Kristin Ardis Ebbighausenmcilvenna, Kristin Ardis Smith, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 1977. Kristin had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1992 - August 24, 2005
IDS LIFE INSURANCE COMPANY
October 19, 1992 - August 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
November 7, 1988 - January 21, 1991
IDS LIFE INSURANCE COMPANY
November 7, 1988 - January 21, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
March 11, 1986 - September 26, 1988
B. J. LEONARD AND COMPANY, INC.
May 3, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
May 17, 1983 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
June 29, 1982 - May 2, 1983
BLINDER, ROBINSON & CO., INC.
July 11, 1979 - June 9, 1982
OTC NET INCORPORATED
March 28, 1979 - November 3, 1979
BLINDER, ROBINSON & CO., INC.
January 15, 1979 - February 15, 1979
J DANIEL BELL & COMPANY, INC.
September 26, 1978 - February 13, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IDS LIFE INSURANCE COMPANY
CRD#: 6321 / SEC#: , 8-14124
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC. | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | DIRECTOR, EVP - ANNUITIES | 1975307 |
| BECHTOLD, TIMOTHY VERNON | DIRECTOR, PRESIDENT | 1621000 |
| BERMAN, ARTHUR HOWARD | DIRECTOR, EVP - FINANCE | 4591628 |
| RUETHER, JULIE ANN | CHIEF COMPLIANCE OFFICER | 1090661 |
| SCHWARZMANN, MARK EDWARD | DIRECTOR, CEO, COB | 4742555 |
| STEWART, DAVID KENT | VICE PRESIDENT AND CONTROLLER | 2990869 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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