Paul L. Larkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Leo Larkin was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1977. Paul had worked at 5 firms and has passed the Series 63, Series 7, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 1998 - January 16, 2014
VISTA SECURITIES, INC.
November 13, 1981 - March 2, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
February 17, 1981 - January 15, 1982
LEHMAN BROTHERS INC.
February 22, 1978 - October 20, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
October 3, 1977 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/19/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VISTA SECURITIES, INC.
CRD#: 45354 / SEC#: , 8-51025
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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