Donna M. Winn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna M Winn, who also goes by Donna Mary Winn, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1977. Donna had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2013 - August 6, 2013
CAVU SECURITIES LLC
February 17, 2012 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
September 13, 2000 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
September 2, 1999 - March 3, 2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 26, 1978 - August 28, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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