Dane S. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dane Stephan Meyer was a registered financial professional .
Dane is a previously registered financial professional and started their career in finance in 1977. Dane had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - March 22, 2017
NATIONAL SECURITIES CORPORATION
May 18, 2015 - May 26, 2016
RIDGEWAY & CONGER, INC.
May 18, 2015 - May 26, 2016
ADIRONDACK TRADING GROUP LLC
March 30, 2015 - May 27, 2015
LEVEL FOUR FINANCIAL, LLC
July 24, 2014 - April 24, 2015
RIDGEWAY & CONGER, INC.
February 6, 2003 - July 28, 2014
1ST DISCOUNT BROKERAGE, INC.
August 28, 2002 - September 4, 2002
QUICK & REILLY, INC.
January 10, 1991 - September 4, 2002
QUICK & REILLY, INC.
August 23, 1989 - June 6, 1990
MORGAN KEEGAN & COMPANY, LLC
April 7, 1989 - September 5, 1989
THOMSON MCKINNON SECURITIES INC.
January 28, 1980 - April 15, 1989
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1978 - November 19, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
