William J. Cadigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Cadigan was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2014 - December 31, 2016
WELLESLEY WEALTH ADVISORS LLC
February 1, 2012 - October 16, 2014
WELLESLEY INVESTMENT PARTNERS, LLC
April 5, 2005 - December 12, 2005
CADIGAN CAPITAL MANAGEMENT LLC
July 14, 1994 - November 5, 1999
CREDIT SUISSE SECURITIES (USA) LLC
May 23, 1988 - August 4, 1994
CITIGROUP GLOBAL MARKETS INC.
October 31, 1983 - May 28, 1988
PERSHING LLC
October 12, 1978 - May 21, 1982
CIBC WORLD MARKETS CORP.
September 26, 1978 - November 14, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/2/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WELLESLEY WEALTH ADVISORS LLC
CRD#: 173538 / SEC#:
Contact information
Red Flags
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