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John H. Scardino

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CRD#: 843445
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Henry Scardino, who also goes by John Henery Scardino, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1977. John had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Henery Scardino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 16, 2000 - March 25, 2002

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

September 5, 1991 - January 25, 1994

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

June 17, 1991 - June 27, 1991

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

April 4, 1991 - June 6, 1991

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
LOS ANGELES, CA
Past

February 8, 1991 - March 14, 1991

NTB FINANCIAL CORPORATION

BD
CRD#: 7425
HIGHLANDS RANCH, CO
Past

October 11, 1989 - February 25, 1991

MALONE & ASSOCIATES, INC.

BD
CRD#: 10412
DENVER, CO
Past

July 11, 1989 - October 4, 1989

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
ENGLEWOOD, CO
Past

July 5, 1989 - July 14, 1989

H. T. FLETCHER SECURITIES INCORPORATED

BD
CRD#: 17297
Past

April 11, 1989 - July 5, 1989

SECURITIES USA, INC.

BD
CRD#: 14799
ENGLEWOOD, CO
Past

August 9, 1988 - April 12, 1989

MARSHALL DAVIS, INC.

BD
CRD#: 16278
Past

December 11, 1987 - August 9, 1988

FITZGERALD, TALMAN, INC.

BD
CRD#: 13699
Past

October 16, 1985 - December 15, 1987

MARSHALL DAVIS, INC.

BD
CRD#: 16278
Past

December 26, 1984 - October 21, 1985

FIRST EASTERN SECURITIES CORPORATION

BD
CRD#: 14514
Past

June 13, 1984 - December 6, 1984

VANTAGE SECURITIES OF COLORADO, INC.

BD
CRD#: 8622
Past

December 28, 1983 - June 7, 1984

FIRST INTERWEST SECURITIES CORPORATION

BD
CRD#: 13492
Past

October 3, 1977 - January 6, 1984

FIRST FINANCIAL SECURITIES, INC.

BD
CRD#: 6758

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/22/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SG
SALOMON GREY FINANCIAL CORPORATION
RRK SECURITIES | SALOMON GREY FINANCIAL CORPORATION | SALOMON GREY FINANCIAL | RRK SECURITIES, INC.

CRD#: 43413 / SEC#: , 8-50268

BD
Revoked by SEC on 06/01/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 09/22/1997
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SALOMON GREY FINANCIAL GROUP, INC.75.1% SHAREHOLDER
ROBAR LLC24.9% DIRECT OWNER
CAROTHERS, SCOTT WILLIAMFINANCIAL PRINCIPAL/FINOP
EDWARDS, GRANT ALANEXECUTIVE VICE PRESIDENT, DIRECTOR OF TRADING2745376
ROWE, KYLE BROWNINGCHAIRMAN AND VICE-PRESIDENT, OWNER2310978
SUTTON, KELLYSROP2033974

Disclosures


Regulatory Event5
Civil Event1
Arbitration5
Financial1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

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