Michael K. Maccloskey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Kevin Maccloskey was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2001 - December 31, 2001
CENTERPOINT SECURITIES INC.
May 20, 1998 - January 11, 2001
M G SECURITIES GROUP, INC.
October 14, 1996 - March 18, 1998
RODMAN & RENSHAW INC.
October 24, 1994 - September 23, 1996
PRUDENTIAL EQUITY GROUP, LLC
October 16, 1989 - October 27, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 1988 - September 28, 1989
J. T. MORAN & CO., INC.
February 2, 1987 - May 20, 1988
SHERWOOD CAPITAL, INC.
October 3, 1977 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/3/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CENTERPOINT SECURITIES INC.
CRD#: 104301 / SEC#: , 8-52760
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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