GS

George W. Scritchfield

Some features on this profile are disabled
CRD#: 843388
GS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George William Scritchfield was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1977. George had worked at 19 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 8, 2011 - December 31, 2014

SCRITCHFIELD CAPITAL MANAGEMENT, LLC

RIA
CRD#: 143144
DANVILLE, CA
Past

July 30, 2007 - December 31, 2010

SCRITCHFIELD CAPITAL MANAGEMENT, LLC

RIA
CRD#: 143144
ALAMO, CA
Past

July 17, 2006 - October 11, 2006

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

January 6, 2006 - July 17, 2006

INVESTORS RESOURCES GROUP, INC.

BD
CRD#: 45752
VACAVILLE, CA
Past

September 23, 2005 - December 31, 2005

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
TAMPA, FL
Past

May 16, 2001 - September 23, 2005

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

November 18, 1998 - February 23, 2001

CAPBAY FINANCIAL SERVICES

BD
CRD#: 32395
ROSEVILLE, CA
Past

March 8, 1997 - September 28, 1998

ROUND HILL SECURITIES, INC.

BD
CRD#: 35223
ALAMO, CA
Past

February 21, 1996 - March 10, 1997

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

April 11, 1995 - December 15, 1995

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

April 28, 1992 - April 3, 1995

GLOBAL STRATEGIES GROUP, INC.

BD
CRD#: 27414
NEW YORK, NY
Past

February 22, 1991 - March 30, 1992

VANGUARD CAPITAL

BD
CRD#: 22081
DEL MAR, CA
Past

April 12, 1988 - January 15, 1991

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
SAN FRANCISCO, CA
Past

December 18, 1986 - February 25, 1988

DICKINSON & CO.

BD
CRD#: 689
Past

October 11, 1985 - December 2, 1986

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

March 5, 1984 - February 21, 1985

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

March 2, 1983 - March 5, 1984

COWEN SECURITIES INC.

BD
CRD#: 8531
Past

August 14, 1981 - January 10, 1983

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
Past

June 15, 1979 - August 20, 1981

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

February 24, 1978 - June 14, 1979

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

October 3, 1977 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SC
SCRITCHFIELD CAPITAL MANAGEMENT, LLC
SCRITCHFIELD CAPITAL MANAGEMENT, LLC

CRD#: 143144 / SEC#:

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Contact information


Main Address
Danville, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCRITCHFIELD CAPITAL MANAGEMENT, LLC

CRD#: 143144

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