Lucinda E. Morrisey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucinda Earle Morrisey, who also goes by Lucinda Earle Worthington, was a registered financial professional .
Lucinda is a previously registered financial professional and started their career in finance in 1977. Lucinda had worked at 4 firms and has passed the Series 7, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1983 - March 1, 1995
CARNEGIE INVESTOR SERVICES INC.
March 20, 1981 - August 19, 2005
GILFORD SECURITIES INCORPORATED
May 4, 1979 - February 9, 1981
UBS FINANCIAL SERVICES INC.
October 3, 1977 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARNEGIE INVESTOR SERVICES INC.
CRD#: 8295 / SEC#: , 8-24965
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
