John R. Provan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Provan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2003 - May 23, 2016
CAPITAL SECURITIES INVESTMENT CORPORATION
September 21, 1994 - August 27, 2003
LIVINGSTON MONROE CAPITAL GROUP INC.
January 3, 1994 - September 23, 1994
JWGENESIS SECURITIES, INC.
April 10, 1989 - January 3, 1994
JW GENESIS CLEARING CORP.
February 8, 1988 - April 10, 1989
COMMVEST SECURITIES,INC.
April 2, 1985 - February 18, 1988
WACHOVIA SECURITIES, INC.
July 1, 1983 - April 2, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.
October 3, 1977 - June 8, 1983
JW GENESIS CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL SECURITIES INVESTMENT CORPORATION
CRD#: 5606 / SEC#: , 8-22925
Contact information
Red Flags
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