Kenneth R. Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ray Hudson was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1977. Kenneth had worked at 9 firms and has passed the Series 63, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1994 - March 15, 1995
FIRST WALL STREET CORP.
March 7, 1994 - July 29, 1994
U.S. SECURITIES CLEARING CORP.
June 2, 1993 - November 23, 1993
FIRST WALL STREET CORP.
August 1, 1990 - June 16, 1992
AIMCO SECURITIES COMPANY, INC.
August 25, 1989 - November 16, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 11, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
July 26, 1985 - May 17, 1988
SUTRO & CO. INCORPORATED
January 4, 1982 - July 29, 1985
E. F. HUTTON & COMPANY INC
November 22, 1977 - November 19, 1983
LEHMAN BROTHERS INC.
October 3, 1977 - November 22, 1977
SHEARSON HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 8
Date: 1/10/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIRST WALL STREET CORP.
CRD#: 13024 / SEC#: , 8-28441
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
Red Flags
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