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Kenneth Ray Hudson

CRD# 843352·Registered 1977 - 1995
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Ray Hudson was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1977 - 1995. Kenneth had worked at 9 firms and has passed the Series 63, Series 5, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

FIRST WALL STREET CORP.·CRD# 13024
BD
La Jolla, CA
October 5, 1994 - March 15, 1995
U.S. SECURITIES CLEARING CORP.·CRD# 15403
BD
San Diego, CA
March 7, 1994 - July 29, 1994
FIRST WALL STREET CORP.·CRD# 13024
BD
La Jolla, CA
June 2, 1993 - November 23, 1993
AIMCO SECURITIES COMPANY, INC.·CRD# 20185
BD
August 1, 1990 - June 16, 1992
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 25, 1989 - November 16, 1989
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
May 11, 1988 - August 25, 1989
SUTRO & CO. INCORPORATED·CRD# 801
BD
July 26, 1985 - May 17, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
January 4, 1982 - July 29, 1985
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 22, 1977 - November 19, 1983
SHEARSON HAYDEN STONE INC.·CRD# 7295
BD
October 3, 1977 - November 22, 1977

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Current Firm

FW
FIRST WALL STREET CORP.

1ST WALL STREET CORP OF NEVADA | FIRST WALL STREET CORP.

CRD#: 13024 / SEC#: 8-28441
BD
Terminated by SEC on 02/17/2009

Contact Information

Established

California since 09/15/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LAZZARO, CHARLES PAULPRESIDENT304489
DUDLEY, KATRINA LINDIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER1471937
SWANSON, JON CRAIGROSFP5010899

Disclosures

Regulatory Event

7

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Aug 1977About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1986

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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