Jed A. Aber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jed Alexander Aber was a registered financial professional .
Jed is a previously registered financial professional and started their career in finance in 1977. Jed had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - March 1, 2019
KARBONE CAPITAL MARKETS, LLC
October 26, 2011 - February 19, 2013
RESOURCE HORIZONS GROUP LLC
November 21, 2007 - December 31, 2009
PACIFIC WEST SECURITIES, INC.
September 21, 1988 - March 20, 2006
W. T. CABE & COMPANY, INC.
October 3, 1977 - July 23, 1987
W. T. CABE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KARBONE CAPITAL MARKETS, LLC
CRD#: 150704 / SEC#: , 8-68285
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KARBONE INC. | OWNER | |
| PRUNIER, DAVID EDWARD | FINOP/COO | 1655072 |
| THORNTON, STEVEN LEE | CCO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
