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Scott L Hull

CRD# 843244·Registered 1977 - 2026
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott L Hull was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1977 - 2026. Scott had worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

INVICTA FINANCIAL GROUP·CRD# 288008
RIA
Yuma, AZ
May 17, 2018 - April 13, 2026
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Yuma, AZ
May 25, 2011 - September 10, 2018
ONYX WEALTH ADVISORS, INC.·CRD# 119558
RIA
Yuma, AZ
May 2, 2008 - May 13, 2011
CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Yuma, AZ
April 24, 2008 - December 8, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
RIA
Glendale, AZ
September 2, 2005 - December 18, 2006
FIRST COMMAND BANK·CRD# 128851
RIA
Fort Worth, TX
April 12, 2004 - September 2, 2005
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
RIA
Glendale, AZ
February 2, 2000 - April 12, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Glendale, AZ
September 28, 1977 - December 18, 2006

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Current Firm

IF
INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - SEC (4/27/2020 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/28/2020 Terminated)
California
Registered Investment Advisory firm - California (5/28/2020 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (4/29/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/30/2020 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (5/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/29/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2615 East 24th Street Suite 2, Yuma, AZ 85365

Phone Number

(928) 344-8000

# of Employees

11

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-BDT & ASSOCIATES, INC. (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,683

AUM (Assets Under Management)

$371,143,077

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Scott Hull is a licensed insurance agent of Scott L. Hull, Sole Proprietor since March 2002. He is an independent insurance agent that sells and services for health, and life insurance. He always acts in the best interest of the client. Clients are not required to implement the plan in his capacity as a licensed insurance agent. He receives approximately $1,000 compensation annually and spends about 5-10 hours per month on this activity. 2) Scott Hull is a trustee of trust since December 2000. He receives no compensation for this activity and spends 1 hour per month on this activity. 3) Scott Hull is an ex-officio member on the Board of BDT & Associates, Inc. since May 2024. He serves as a mentor and provides guidance to the board. He receives no compensation for this activity and spends 0-4 hours per month on this activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - SEC (4/27/2020 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/28/2020 Terminated)
California
Registered Investment Advisory firm - California (5/28/2020 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (4/29/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/30/2020 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (5/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/29/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1981About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1977

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 1987About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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