SH
Scott L. Hull
INVICTA FINANCIAL GROUP
YUMA, AZ 85365
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CRD#: 843244
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Professional summary
Scott L Hull is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in Yuma, Arizona.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Scott Hull is a licensed insurance agent of Scott L. Hull, Sole Proprietor since March 2002. He is an independent insurance agent that sells and services for health, and life insurance. He always acts in the best interest of the client. Clients are not required to implement the plan in his capacity as a licensed insurance agent. He receives approximately $1,000 compensation annually and spends about 5-10 hours per month on this activity. 2) Scott Hull is a trustee of trust since December 2000. He receives no compensation for this activity and spends 1 hour per month on this activity. 3) Scott Hull is an ex-officio member on the Board of BDT & Associates, Inc. since May 2024. He serves as a mentor and provides guidance to the board. He receives no compensation for this activity and spends 0-4 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott L Hull's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2018 - Present
INVICTA FINANCIAL GROUP
Office #1: 2615 East 24th Street Suite 2, Yuma, AZ 85365RIA
CRD#: 288008
YUMA, AZ
Past
May 25, 2011 - September 10, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
YUMA, AZ
Past
May 2, 2008 - May 13, 2011
ONYX WEALTH ADVISORS, INC.
RIA
CRD#: 119558
YUMA, AZ
Past
April 24, 2008 - December 8, 2008
CAMBRIDGE LEGACY SECURITIES L.L.C.
BD
CRD#: 103722
YUMA, AZ
Past
September 2, 2005 - December 18, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
GLENDALE, AZ
Past
April 12, 2004 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
February 2, 2000 - April 12, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
GLENDALE, AZ
Past
September 28, 1977 - December 18, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
GLENDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 9/24/1977
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2615 East 24th Street Suite 2, Yuma, AZ 85365
Mailing Address
Phone number
(928) 344-8000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,722 |
| AUM (Assets Under Management) | $ 324,619,396 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVICTA FINANCIAL GROUP
CRD#: 288008Yuma, AZ 85365TRUST BUT VERIFY
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