S B. Shellington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
S Barry Shellington was a registered financial professional .
S is a previously registered financial professional and started their career in finance in 1977. S had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2013 - October 19, 2018
CABOT LODGE SECURITIES LLC
October 4, 2011 - October 19, 2018
CL WEALTH MANAGEMENT LLC
October 3, 2011 - July 19, 2013
ALLIED BEACON PARTNERS, INC.
January 7, 2010 - September 30, 2011
WORKMAN SECURITIES CORPORATION
May 8, 2007 - September 30, 2011
WORKMAN SECURITIES CORPORATION
September 14, 2006 - December 31, 2006
WHARTON EQUITY CORPORATION
January 23, 1996 - November 8, 1996
HORNOR, TOWNSEND & KENT, LLC
October 20, 1980 - February 12, 1996
EQUITABLE ADVISORS, LLC
September 27, 1977 - February 12, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/12/1977
Registered Representative ExaminationCurrent Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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