John D. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John D Bennett was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 6 firms and has passed the Series 1, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1982 - January 7, 1985
PLATINUM ASSOCIATES LTD.
March 9, 1981 - March 4, 1982
CARDELL & ASSOCIATES, INCORPORATED
January 4, 1980 - April 4, 1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
September 27, 1977 - February 3, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
September 27, 1977 - February 3, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
September 27, 1977 - February 3, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/14/1977
Registered Representative ExaminationCurrent Firm
PLATINUM ASSOCIATES LTD.
CRD#: 10672 / SEC#: , 8-27821
Contact information
Documents
Red Flags
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