Collin H. Royster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Collin Harding Royster was a registered financial professional .
Collin is a previously registered financial professional and started their career in finance in 1977. Collin had worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 5, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - December 31, 2023
AMERICAN CAPITAL PARTNERS, LLC
January 17, 2012 - February 4, 2013
L.M. KOHN & COMPANY
October 28, 2003 - January 17, 2012
MIDSOUTH CAPITAL, INC.
September 11, 2002 - November 24, 2003
CARTER, TERRY & COMPANY, INC.
June 14, 1993 - August 5, 2002
RAYMOND JAMES & ASSOCIATES, INC.
February 22, 1988 - June 15, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1988 - March 16, 1988
LEHMAN BROTHERS INC.
September 1, 1977 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 10/26/1981
Interest Rate Options ExaminationSeries 8
Date: 4/5/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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