Leon V. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Verne Mason was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1977. Leon had worked at 4 firms and has passed the Series 63 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - March 8, 2019
MASON & ASSOCIATES
November 19, 1989 - July 1, 1991
OSAIC WEALTH, INC.
October 25, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 19, 1977 - March 10, 1982
PORTFOLIO STRATEGIES, INC.
State Registrations and Notice Filings
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Exams
Series 40
Date: 8/25/1977
Registered Principal ExaminationCurrent Firm
MASON & ASSOCIATES
CRD#: 112090 / SEC#:
Contact information
Red Flags
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